24-00249 | 07/15/2024 | Claimant(s): Kevin Houser Claimant Lawyers(s): Lawton R. Graves Respondent(s): LPL Financial LLC, Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier, Jon D. Kaplon Arbitrator(s): Nancy E. Watters, Daniel James Kortum, Mark A Bilawsky Hearing Site: Philadelphia, PA
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20-02205 | 09/27/2023 | Claimant(s): Sidney Kruger Living Trust Claimant Lawyers(s): Jonathan Noble David Respondent(s): Wells Fargo Advisors, Mara Schainuck, Sharon Miller Respondent Lawyers(s): Sara Soto Arbitrator(s): Seth L. Finkel, Sydney E. Blum, Mark A Bilawsky Hearing Site: Boca Raton, FL
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22-00949 | 08/07/2023 | Claimant(s): Sean Caplen Claimant Lawyers(s): Harris Freedman Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL
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22-01475 | 06/27/2023 | Claimant(s): Thomas Pollock Claimant Lawyers(s): Robert L. Herskovits Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Laurie A. Perez Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL
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21-02711 | 07/19/2022 | Claimant(s): Charles Fischer Claimant Lawyers(s): Harris Freedman Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL
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21-01401 | 04/21/2022 | Claimant(s): Brian Lombardi Claimant Lawyers(s): Joshua Bautz Respondent(s): GunnAllen Financial, Aegis Capital Corp. Respondent Lawyers(s): Kevin Daniels, Kevin Meade Arbitrator(s): Marc S. Dobin, Howard Bernstein, Mark A Bilawsky Hearing Site: Boca Raton, FL
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21-02952 | 02/25/2022 | Claimant(s): Alejandro Gonzalez Claimant Lawyers(s): Thomas M. McHugh Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL
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20-02801 | 07/13/2021 | Claimant(s): Andrew Fairchild Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL
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20-01292 | 02/22/2021 | Claimant(s): Andrew Goldberg Claimant Lawyers(s): Daniel D'Costa Respondent(s): Metlife Securities. Respondent Lawyers(s): Martin Harris Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL
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20-01761 | 02/01/2021 | Claimant(s): VIncent Montanti Claimant Lawyers(s): Ronald Shindler Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL
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