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FINRA Awards for Thomas Pollock

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0147506/27/2023Claimant(s): Thomas Pollock
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Laurie A. Perez
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL

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