| 22-01475 | 06/27/2023 | Claimant(s): Thomas Pollock
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Laurie A. Perez
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
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| 19-03751 | 07/29/2021 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Harold Harrison
Respondent Lawyers(s): Harold Walter Harrison
Arbitrator(s): Marc Kalish
Hearing Site: Phoenix, AZ
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| 15-02535 | 07/21/2017 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Shawn Hanna
Respondent Lawyers(s): Shawn Hanna
Arbitrator(s): Lucienne Carasso Bulow, Mary P. Bass, Marc Adam Sherman
Hearing Site: New York, NY
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| 13-02544 | 07/12/2017 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Rick Konecny
Respondent Lawyers(s): Rick Douglas Konecny
Arbitrator(s): Michael S. Matek, Michael F. Jordan, Craig D. Cook
Hearing Site: Chicago, IL
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| 16-02952 | 01/09/2017 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Roger Bell
Respondent Lawyers(s): Roger Ericson Bell
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 16-02365 | 12/23/2016 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Timothy Fannin
Respondent Lawyers(s): Timothy Fannin
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
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| 14-02703 | 08/04/2015 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Canela Greenwood
Respondent Lawyers(s): Canela N. Greenwood
Arbitrator(s): Bill Swinford
Hearing Site: Louisville, KY
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| 13-02426 | 05/14/2014 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Donna Tucker
Respondent Lawyers(s): James P. Cargill
Arbitrator(s): Jane C. Carney
Hearing Site: Richmond, VA
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| 13-00165 | 09/25/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Evelyn Correa
Respondent Lawyers(s): Evelyn Correa
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Miami, FL
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| 12-00969 | 03/04/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Michael Jordan
Respondent Lawyers(s): Michael Gene Jordan
Arbitrator(s): Monroe Mitchel
Hearing Site: Miami, FL
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