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FINRA Awards for Roger Ericson Bell

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0295201/09/2017Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Roger Bell
Respondent Lawyers(s): Roger Ericson Bell
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL

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