23-02637 | 01/11/2024 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Hunt Ricker Respondent(s): Seth Horowitz Respondent Lawyers(s): Seth Horowitz Arbitrator(s): David John Reilly Hearing Site: New York, NY
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23-02231 | 11/30/2023 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Michelle M. Wezner Respondent(s): Jason Pirnie Respondent Lawyers(s): Jason Pirnie Arbitrator(s): Gail Sillman Hearing Site: Boston, MA
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19-01431 | 06/14/2023 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): James L. Komie Respondent(s): Robert Cohen Respondent Lawyers(s): David A. Gehn Arbitrator(s): Mark Hammaren, Thomas M. Madden, Melinda George-Bristol Hearing Site: New York, NY
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21-00961 | 04/04/2023 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Michelle M. Wezner Respondent(s): Craig Lewis Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Lucy J. Karl, Gene M. Bauer, Paula M. Bagger Hearing Site: Boston, MA
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22-00494 | 03/16/2023 | Claimant(s): Lee Boughner Claimant Lawyers(s): William Scott Turnbull Respondent(s): UBS Financial Services Inc., UBS Credit Corp. Respondent Lawyers(s): Robert H. Bernstein Arbitrator(s): Gerald Silverman, Michael B Goldstein, Nancy Rosenbaum Kessler Hearing Site: Boca Raton, FL
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22-00877 | 02/10/2023 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Timothy D Gronewold Respondent(s): Christine Dormier Respondent Lawyers(s): Christine Tan Dormier Arbitrator(s): Maryanne M. Esser Hearing Site: Houston, TX
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19-00391 | 05/18/2022 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Michael F Braun Respondent(s): Bruce Smith Respondent Lawyers(s): Ashley C. Brown Arbitrator(s): George Pinckney Shingler, Judith Cochrane Loomis, Shaquana Ellison Hearing Site: Atlanta, GA
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21-03044 | 05/05/2022 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Patrick J. Bradley Respondent(s): James Orzech Respondent Lawyers(s): James Orzech Arbitrator(s): L. Paul Kehoe Hearing Site: Buffalo, NY
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17-00361 | 01/10/2022 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Michael T. Roche Respondent(s): David Morris Respondent Lawyers(s): David J. Morris Arbitrator(s): Theodore W. Wrobleski, Jerome K. Rumps, Richard Russell Perlman Hearing Site: Chicago, IL
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20-00928 | 11/24/2021 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): Julian Pace Respondent Lawyers(s): Jarrod J. Malone Arbitrator(s): Langfred W. White, Cindy L. Anderson, Barry Allen Barr Hearing Site: Jacksonville, FL
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