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FINRA Awards for Shaquana Ellison

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0182806/26/2023Claimant(s): Robert Gooden, Tonya Gooden
Claimant Lawyers(s): Tonya M. Gooden
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Michael J. Ahlstrom, Cassandra Kimberly Ward, Shaquana Ellison
Hearing Site: Atlanta, GA
Checkmark IconDissmissed by Rule 12206
19-0039105/18/2022Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Michael F Braun
Respondent(s): Bruce Smith
Respondent Lawyers(s): Ashley C. Brown
Arbitrator(s): George Pinckney Shingler, Judith Cochrane Loomis, Shaquana Ellison
Hearing Site: Atlanta, GA

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