21-03044 | 05/05/2022 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Patrick J. Bradley Respondent(s): James Orzech Respondent Lawyers(s): James Orzech Arbitrator(s): L. Paul Kehoe Hearing Site: Buffalo, NY
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18-01381 | 02/12/2020 | Claimant(s): Jesse Erdle Claimant Lawyers(s): Kenneth W. Africano Respondent(s): TD Ameritrade. Respondent Lawyers(s): John Stewart Arbitrator(s): Tracy L. Allen, Ralph L. Halpern, L. Paul Kehoe Hearing Site: Buffalo, NY
| | $0 |
17-02152 | 10/17/2018 | Claimant(s): Antonia Barone Claimant Lawyers(s): Joanne A Schultz Respondent(s): James Haskins, Commonwealth Financial Network Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): Michael A. Orticelle, Steven C. Kempisty, L. Paul Kehoe Hearing Site: Buffalo, NY
| | $0 |
17-00740 | 06/13/2018 | Claimant(s): Frank A. Rossi Sr and Catherine M. Rossi Claimant Lawyers(s): Kevin T. O'Brien Respondent(s): James Honaker, Lincoln Financial Advisors Corporation Respondent Lawyers(s): Jonathan M. Sterling Arbitrator(s): Richard W. Dissen, L. Paul Kehoe, Ronald F Thompson Hearing Site: Buffalo, NY
| | $11,316 |
12-01685 | 10/02/2014 | Claimant(s): Randi Winterman Claimant Lawyers(s): Robert J. Pearl Respondent(s): Gina Griffo, Joseph Lanzisera, Excel Securities & Associates. Respondent Lawyers(s): Colleen M. Murphy, Joseph A. Lanzisera, Michael J. Crosnicker Arbitrator(s): Kenneth Dymond, Peter Henner, L. Paul Kehoe Hearing Site: Rochester, NY
| | Expungement |
13-00441 | 06/05/2014 | Claimant(s): Christopher Birli, Patrick Chapin Claimant Lawyers(s): Anthony Pecoraro, Brendan James Gilbert Respondent(s): Metlife Securities Inc., Metropolitan Life Insurance Company Respondent Lawyers(s): Rachel B. Cowen Arbitrator(s): David R. Foley, L. Paul Kehoe, Ramona Lee Lloyd Hearing Site: Buffalo, NY
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07-00096 | 06/05/2014 | Claimant(s): Arthur Gilman, Duane DeWispelaere, Hattie Wells, Herbert Pfuhl, Linda Delucia, Milton Pringle, Robert Geter, Sandra Kirin, Whitmore Cunningham, Linda Delucia behalf EST Angelo Delucia, Sandra Kirin behalf EST of James Kirin, Angelo J. DeLucia & Linda L. Delucia Claimant Lawyers(s): Robert J. Pearl Respondent(s): Ira Miller, Morgan Stanley Smith Barney LLC Respondent Lawyers(s): Jonathan R. Cyprys Arbitrator(s): Sandra Gale Behrle, Ira A. Auerbach, L. Paul Kehoe Hearing Site: Buffalo, NY
| | Expungement |