Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04139 | 01/22/2021 | Claimant(s): Jody Chesko, Richard Dorr, Jody Chesko Irrevocable Trust, Richard J. Dorr Irrev. Life Ins. Trust Claimant Lawyers(s): Kevin T. O'Brien Respondent(s): Susan Coriale, GWN, Securities Inc. Respondent Lawyers(s): Erin Maddocks Arbitrator(s): Howard B. Cohen, Gerald W. Hepp, Ronald F Thompson Hearing Site: Buffalo, NY |  | Expungement |
| 17-00740 | 06/13/2018 | Claimant(s): Frank A. Rossi Sr and Catherine M. Rossi Claimant Lawyers(s): Kevin T. O'Brien Respondent(s): James Honaker, Lincoln Financial Advisors Corporation Respondent Lawyers(s): Jonathan M. Sterling Arbitrator(s): Richard W. Dissen, L. Paul Kehoe, Ronald F Thompson Hearing Site: Buffalo, NY | | $11,316 |