| 23-02984 | 09/20/2024 | Claimant(s): Brian Horn
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Richard E. Ramirez
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
| | |
| 23-02962 | 06/14/2024 | Claimant(s): Michael McFeeley
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Richard E Ramirez
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
| | |
| 23-02948 | 05/29/2024 | Claimant(s): Vincent Catalano
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Richard E. Ramirez
Arbitrator(s): Louis P. Wagman
Hearing Site: Wilmington, DE
| | |
| 22-02044 | 07/27/2023 | Claimant(s): Matthew Roberson
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Dustin J. Tirpak, Nuviah Shirazi
Arbitrator(s): Kevin C. Coleman
Hearing Site: San Francisco, CA
| | |
| 22-01387 | 07/24/2023 | Claimant(s): Richard Nardone
Claimant Lawyers(s): Damian L. Albergo
Respondent(s): Airinhos Serradas, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Morton S. Bunis, Joan Dawn Hogarth, Laura Engelhardt
Hearing Site: Jersey City, NJ
|  | Expungement |
| 22-02695 | 06/09/2023 | Claimant(s): Samuel Clark
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Royal Alliance Associates., Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Dustin J. Tirpak, Jennifer R. Cox
Arbitrator(s): Richard J. Lawrence
Hearing Site: Salt Lake City, UT
| | |
| 22-02308 | 03/29/2023 | Claimant(s): James Davenport
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Dustin J. Tirpak
Arbitrator(s): Richard J. Lawrence
Hearing Site: Salt Lake City, UT
| | |
| 21-02340 | 11/16/2022 | Claimant(s): Lynne Crowe, William Crowe
Claimant Lawyers(s): Aleaha N. Jones
Respondent(s): Thomas Prieur, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Meagan A. Lamberti, Michelle Arbitrio
Arbitrator(s): Laura A. Kaster, Bruce Ernest Hunter, Melanie Barr-Brooks
Hearing Site: Baltimore, MD
| | $100,625 |
| 22-01323 | 09/26/2022 | Claimant(s): Lincoln Financial Advisors Corporation
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): John Nelson
Respondent Lawyers(s): John W. Nelson
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Cleveland, OH
| | |
| 21-00194 | 08/25/2022 | Claimant(s): Brigitte Sodhi, Sukhinder Sodhi
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Douglas Earl McLaren, Richard H. Porter, Edward Paul Gibson
Hearing Site: Washington, DC
| | Expungement |
