| 22-01387 | 07/24/2023 | Claimant(s): Richard Nardone
Claimant Lawyers(s): Damian L. Albergo
Respondent(s): Airinhos Serradas, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Morton S. Bunis, Joan Dawn Hogarth, Laura Engelhardt
Hearing Site: Jersey City, NJ
|  | Expungement |
| 19-01108 | 10/21/2019 | Claimant(s): Moses Rosario
Claimant Lawyers(s): Moses Rosario
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Theodore Moreines, Morton S. Bunis, Joan Dawn Hogarth
Hearing Site: Newark, NJ
| | |
| 16-01357 | 04/18/2017 | Claimant(s): Jay Sabey, Michael Sabey, Peter Sabey, W. Sabey
Claimant Lawyers(s): Douglas Sabey
Respondent(s): USAA Financial Advisors., USAAInvestment Management Company
Respondent Lawyers(s): Theodore C. Schultz
Arbitrator(s): Robert E. Anderson, Joseph Rudolph Guarino, Joan Dawn Hogarth
Hearing Site: Newark, NJ
| | $0 |
| 14-02624 | 04/01/2016 | Claimant(s): International Fidelity Insurance Company
Claimant Lawyers(s): Julius A. Rousseau
Respondent(s): Francis Mitterhoff, Charles Schwab & Co.., Maria Costa, Vincent Leonetti, Vincent Riccordella
Respondent Lawyers(s): Gilbert R. Serota, Julius A. Rousseau, Lawrence Cohen
Arbitrator(s): Louis H. Miron, Alan Gradzki, Joan Dawn Hogarth
Hearing Site: Newark, NJ
| | $0 |
| 11-04241 | 12/24/2013 | Claimant(s): James Cohen, Worldwide Media Services., Custodian for Alexander I. Cohen, Custodian for Jaclyn J. Cohen, Custodian for Justin J. Cohen, Custodian for Robert B. Cohen II, Robert B. Cohen Living Trust
Claimant Lawyers(s): William F. Dahill
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Dwight Wassong, Joan Dawn Hogarth, Stanley M. Lenkowicz
Hearing Site: Newark, NJ
| | $0 |
| 12-03885 | 08/12/2013 | Claimant(s): Aida Osinski-Lipschitz
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Robert Cosentino
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Linda T. Pellegrino, Peter L. Michaelson, Joan Dawn Hogarth
Hearing Site: Newark, NJ
| | Expungement |
