| 23-00119 | 10/13/2023 | Claimant(s): Travis Dauchy
Claimant Lawyers(s): William Bean
Respondent(s): Equitable Advisors, USAA Financial Advisors.
Respondent Lawyers(s): Michael J. Biondi, Theodore C. Schultz
Arbitrator(s): Paul Allan Massaro, Veronica Ann Williams, Alan Steven Mittleman
Hearing Site: Jersey City, NJ
| | |
| 16-01357 | 04/18/2017 | Claimant(s): Jay Sabey, Michael Sabey, Peter Sabey, W. Sabey
Claimant Lawyers(s): Douglas Sabey
Respondent(s): USAA Financial Advisors., USAAInvestment Management Company
Respondent Lawyers(s): Theodore C. Schultz
Arbitrator(s): Robert E. Anderson, Joseph Rudolph Guarino, Joan Dawn Hogarth
Hearing Site: Newark, NJ
|  | $0 |
| 16-02232 | 12/27/2016 | Claimant(s): Phyllis Young
Claimant Lawyers(s): Phyllis R. Young
Respondent(s): USAA Investment Management Company
Respondent Lawyers(s): Theodore C. Schultz
Arbitrator(s): Donald Dreyfus
Hearing Site: Phoenix, AZ
| | $21,030 |
| 15-02625 | 10/21/2016 | Claimant(s): A. Kochis
Claimant Lawyers(s): A. Raymond Kochis
Respondent(s): USAA Financial Advisors., USAA Investment Management Company
Respondent Lawyers(s): Theodore C. Schultz
Arbitrator(s): Stephen D Kursman, Richard Mark Gasperini, Louis Charles Schmitt
Hearing Site: Pittsburgh, PA
| | $0 |
| 13-00520 | 02/04/2014 | Claimant(s): Richard Zimmelman
Claimant Lawyers(s): Richard Zimmelman
Respondent(s): Benjamin St. John, Margret Carswell, Stephen Mandeville, USAA Investment Management Company
Respondent Lawyers(s): Theodore C. Schultz
Arbitrator(s): Monica I. Salis
Hearing Site: Miami, FL
| | $38 |
| 11-03020 | 04/10/2013 | Claimant(s): Alaa Elhamrawy
Claimant Lawyers(s): Alaa Elhamrawy
Respondent(s): Optionsxpress., USAA Investment Management Company
Respondent Lawyers(s): Anthony L. Valenzuela, Theodore C. Schultz
Arbitrator(s): William I. Carmen, Jeffrey L. Frankel, Frank Sanclemente
Hearing Site: Boston, MA
| | $0 |
