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FINRA Awards for USAAInvestment Management Company

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0135704/18/2017Claimant(s): Jay Sabey, Michael Sabey, Peter Sabey, W. Sabey
Claimant Lawyers(s): Douglas Sabey
Respondent(s): USAA Financial Advisors., USAAInvestment Management Company
Respondent Lawyers(s): Theodore C. Schultz
Arbitrator(s): Robert E. Anderson, Joseph Rudolph Guarino, Joan Dawn Hogarth
Hearing Site: Newark, NJ
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