Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-03280 | 01/21/2021 | Claimant(s): Robert Hart, Thomas Tonkovich Claimant Lawyers(s): Thomas H. Chiacchio Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Joseph Rudolph Guarino, James M. Rhodes, Robert J. McDonnell Hearing Site: Jersey City, NJ | ||
| 16-01357 | 04/18/2017 | Claimant(s): Jay Sabey, Michael Sabey, Peter Sabey, W. Sabey Claimant Lawyers(s): Douglas Sabey Respondent(s): USAA Financial Advisors., USAAInvestment Management Company Respondent Lawyers(s): Theodore C. Schultz Arbitrator(s): Robert E. Anderson, Joseph Rudolph Guarino, Joan Dawn Hogarth Hearing Site: Newark, NJ |  | $0 |
| 06-03677 | 11/29/2007 | Claimant(s): Lewis Goldman Claimant Lawyers(s): Lewis Ira Goldman Respondent(s): Eduardo Prado, Finacorp Securities Respondent Lawyers(s): Eduardo J. Prado, Eduardo Jose Prado Arbitrator(s): Steven A. Infante, Joseph Rudolph Guarino, Brian F Loveman Hearing Site: New York, NY |