| 13-01271 | 03/12/2015 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Susan M. Guerette
Respondent(s): Joshua Haron, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): James A. Saville, Louis M. Lagalante
Arbitrator(s): Linda J. Baer, Brian F Loveman, Michele S. Riley
Hearing Site: New York, NY
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| 09-01760 | 08/27/2010 | Claimant(s): Alvin Trenk
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Joseph B. Russell, Brian F Loveman, Stevan J. Bosses
Hearing Site: New York, NY
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| 09-02113 | 01/21/2010 | Claimant(s): Louise Wiener, Stanley Schneider
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Frank Rutan
Respondent Lawyers(s): Richard A. Levan
Arbitrator(s): Marilyn J. Salzman, Alice J. P. Lee-Getman, Brian F Loveman
Hearing Site: New York, NY
| | $0 |
| 06-03677 | 11/29/2007 | Claimant(s): Lewis Goldman
Claimant Lawyers(s): Lewis Ira Goldman
Respondent(s): Eduardo Prado, Finacorp Securities
Respondent Lawyers(s): Eduardo J. Prado, Eduardo Jose Prado
Arbitrator(s): Steven A. Infante, Joseph Rudolph Guarino, Brian F Loveman
Hearing Site: New York, NY
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