| 10-03615 | 07/30/2013 | Claimant(s): FBO John Leopoldo Fiorilla Trust U/A/D 0
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Edward Mulcahy, Citigroup Global Markets.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Andrew E. Reegen, Marilyn J. Salzman, Martin A. Edelstein
Hearing Site: New York, NY
|  | $11,000,600 |
| 12-01451 | 02/04/2013 | Claimant(s): J.D. Nicholas & Associates.
Claimant Lawyers(s): Ian Frimet
Respondent(s): James Webb, Larry Yager, Michael Lovett, Paul Nardella, Cape Securities Inc.
Respondent Lawyers(s): John A. Fortuna, Ron Amato
Arbitrator(s): Michael J. McAllister, Marilyn J. Salzman, Ernesto V. Luzzatto
Hearing Site: New York, NY
| | |
| 10-03704 | 11/23/2011 | Claimant(s): Newedge USA
Claimant Lawyers(s): Perry M. Amsellem
Respondent(s): Patrick Knoell
Respondent Lawyers(s): Joshua Parkhurst
Arbitrator(s): David S. Billet, Nancy S. Gerber, Marilyn J. Salzman
Hearing Site: New York, NY
| | |
| 09-02088 | 03/22/2011 | Claimant(s): Freedom Investors Corp.
Claimant Lawyers(s): Harry Delagrammatikas
Respondent(s): Sydney Pinter, Kahal Shomrei Hadath, non-profit Synagog
Respondent Lawyers(s): Sydner Pinter
Arbitrator(s): Marilyn J. Salzman, Martin Hunger, Ellyn S. Roth
Hearing Site: New York, NY
| | $0 |
| 09-04130 | 12/29/2010 | Claimant(s): Morgan Stanley Smith Barney
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Clifford Feldstein, Kenneth Sitomer, Ronald Feldstein, Mara Capital Management
Respondent Lawyers(s): Jay Goldberg, Seth Huberman
Arbitrator(s): Ann C. Northern, Marilyn J. Salzman, Randolph Guggenheimer
Hearing Site: New York, NY
| | $0 |
| 09-02435 | 10/15/2010 | Claimant(s): Seymour L. Goldman, executor of the Esta
Claimant Lawyers(s): Mark D. Risk
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): Marilyn J. Salzman, Julian F. Santos, Renee La Verne Ross CFP
Hearing Site: New York, NY
| | $0 |
| 09-03681 | 10/08/2010 | Claimant(s): Shanawaz Basith
Claimant Lawyers(s): Catherine E. Anderson
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Marilyn J. Salzman, Peter A. Goldman, Alan Gradzki
Hearing Site: New York, NY
| | |
| 09-02113 | 01/21/2010 | Claimant(s): Louise Wiener, Stanley Schneider
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Frank Rutan
Respondent Lawyers(s): Richard A. Levan
Arbitrator(s): Marilyn J. Salzman, Alice J. P. Lee-Getman, Brian F Loveman
Hearing Site: New York, NY
| | $0 |
| 08-03221 | 04/24/2009 | Claimant(s): Song Sop Choe
Claimant Lawyers(s): Song Sop Choe
Respondent(s): Fordham Financial Management.
Respondent Lawyers(s): Christopher S. Mattei
Arbitrator(s): Marilyn J. Salzman, Alice J. P. Lee-Getman, Arthur Best
Hearing Site: New York, NY
| | |
| 08-01286 | 03/25/2009 | Claimant(s): Michael Pickholz
Claimant Lawyers(s): Robert Heim
Respondent(s): ThinkEquity Partners LLC
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Robert Pincus, Marilyn J. Salzman, J. Julie Jason
Hearing Site: New York, NY
| | |
