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FINRA Awards for Michael J. McAllister

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0151904/13/2020Claimant(s): James Vernon-Hunt
Claimant Lawyers(s): James David Vernon-Hunt
Respondent(s): Carlos Guzman
Respondent Lawyers(s): Carlos Guzman
Arbitrator(s): Michael J McAllister, Martin A. Edelstein, Jonathan Blank
Hearing Site: New York, NY
Checkmark Icon$0
16-0259310/29/2019Claimant(s): Alexandre Santos
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Citigroup Global Markets., Citibank, N.A.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Michael J McAllister, Daniel Robbins, Richard Gee
Hearing Site: New York, NY
13-0244106/25/2014Claimant(s): Ladenburg Thalmann & Co..
Claimant Lawyers(s): David Hirschberg
Respondent(s): Kyle Edsall, KWE Capital Management
Respondent Lawyers(s): Kyle W. Edsall, President or Compliance Officer
Arbitrator(s): Michael J. McAllister, Robert L. Nisely, Edward W. Morris
Hearing Site: New York, NY
Checkmark Icon$0
12-0145102/04/2013Claimant(s): J.D. Nicholas & Associates.
Claimant Lawyers(s): Ian Frimet
Respondent(s): James Webb, Larry Yager, Michael Lovett, Paul Nardella, Cape Securities Inc.
Respondent Lawyers(s): John A. Fortuna, Ron Amato
Arbitrator(s): Michael J. McAllister, Marilyn J. Salzman, Ernesto V. Luzzatto
Hearing Site: New York, NY
11-0238209/20/2012Claimant(s): Ephraim Finkelstein
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Joanne Seltzer
Arbitrator(s): Michael J. McAllister, Richard W. Cutler, Mitchell Proux
Hearing Site: New York, NY
09-0449610/19/2010Claimant(s): Maurice Kelly
Claimant Lawyers(s): W. Alexander Melbardis
Respondent(s): Rockwell Global Capital LLC
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Michael J. McAllister, Robert Youdelman, George E. Kroon
Hearing Site: New York, NY
Checkmark Icon$100,000
07-0143102/22/2008Claimant(s): Jean Locascio and Sandy White
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Raymond Burghard, Trident Partners, Ltd.
Respondent Lawyers(s): John E. Lawlor, Raymond Burghard
Arbitrator(s): Michael J. McAllister, Charles S. Guggenheimer, Howard L. Greenberger
Hearing Site: New York, NY
Checkmark Icon$120,000
05-0008709/17/2007Claimant(s): L.H. Ross & Company.
Claimant Lawyers(s): Steven J. Shore
Respondent(s): Davis Lawrence, Donnell Allen, Gregory Fils-Aime, James Carr, James Pecoraro, Jay Capodiferro, Jeffrey Bello, Kendell James, Michael Joaquin, Nigel James, Safdar Mursalin, Samuel Roslow
Respondent Lawyers(s): Brett D. Zinner, Davis S. Lawrence, Donnell Allen, Gregory Fils-Aime, James J. Carr, James R. Pecoraro, Jeffrey R. Bello, Kendell James, Michael E. Joaquin, Nigel James, Safdar Mursalin, Samuel A. Roslow
Arbitrator(s): Daniel B. Berkson, Michael J. McAllister, Anthony George Gero
Hearing Site: New York, NY

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