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FINRA Awards for James Pecoraro

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0145811/17/2017Claimant(s): Brett Hart
Claimant Lawyers(s): Joshua Kons
Respondent(s): James Pecoraro
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
Checkmark IconExpungement
08-0075210/21/2009Claimant(s): John Deakin
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): James Pecoraro, John Parmigiani, J.P. Turner & Company, L.L.C., Reagan Financial Group
Respondent Lawyers(s): Compliance Officer, Jonathan A. Kurta
Arbitrator(s): Kenneth L. Stewart, Jill I. Gross, Mindi R. Parrott
Hearing Site: New York, NY
Checkmark IconStipulated Award and Expungement
05-0008709/17/2007Claimant(s): L.H. Ross & Company.
Claimant Lawyers(s): Steven J. Shore
Respondent(s): Davis Lawrence, Donnell Allen, Gregory Fils-Aime, James Carr, James Pecoraro, Jay Capodiferro, Jeffrey Bello, Kendell James, Michael Joaquin, Nigel James, Safdar Mursalin, Samuel Roslow
Respondent Lawyers(s): Brett D. Zinner, Davis S. Lawrence, Donnell Allen, Gregory Fils-Aime, James J. Carr, James R. Pecoraro, Jeffrey R. Bello, Kendell James, Michael E. Joaquin, Nigel James, Safdar Mursalin, Samuel A. Roslow
Arbitrator(s): Daniel B. Berkson, Michael J. McAllister, Anthony George Gero
Hearing Site: New York, NY

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