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FINRA Awards for John Parmigiani

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Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0204103/28/2024Claimant(s): John Parmigiani
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Allied Millennial Partners
Respondent Lawyers(s): Kay Johnson
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
21-0133402/10/2022Claimant(s): John Parmigiani
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Allied Millennial Partners
Respondent Lawyers(s): Kay Johnson
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
19-0288308/14/2020Claimant(s): Thomas Grimm
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Allied Millennial Partners
Respondent Lawyers(s): John Parmigiani
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
20-0012808/11/2020Claimant(s): Harold Youngren
Claimant Lawyers(s): Steven G. Legum
Respondent(s): John Parmigiani, Matthew Meehan, Robert Costomiris, Allied Millennial Partners
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): John James McGovern
Hearing Site: Augusta, ME
Checkmark Icon$300
16-0306409/14/2018Claimant(s): Vincent Farricielli
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Caeron McClintock, Edward Daigneau, John Parmigiani, Robert Costomiris, Allied Millennial Partners, EJ Sterling LLC
Respondent Lawyers(s): Caeron Arlington McClintock, Martin Unger
Arbitrator(s): Robert E. Anderson, Sheri J. Caplan, Robert M. Singer
Hearing Site: Hartford, CT
Checkmark Icon$30,000
16-0356611/09/2017Claimant(s): Linda Pollock
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Eduardo Juarez, Edward Daigneau, John Parmigiani, Robert Costomiris, Allied Millennial Partners.
Respondent Lawyers(s): Ian J. Frimet
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Baltimore, MD
Checkmark Icon$0
15-0322711/23/2016Claimant(s): Letitia Cooper, Cooper Trust DTD 10/05/2000
Claimant Lawyers(s): Joseph S. Fogel
Respondent(s): John Parmigiani
Respondent Lawyers(s): Ian J. Frimet
Arbitrator(s): Sandra L. Malek, Gary Timothy Haight, Sean Anthony Richardson
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12206
14-0106710/21/2014Claimant(s): John Parmigiani
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): S.W. Bach & Company
Respondent Lawyers(s): Scott Shapiro
Arbitrator(s): Annamaria Boccia Smith, John Clark Van Steen, James Alexander Brown
Hearing Site: New York, NY
12-0328903/14/2013Claimant(s): John Parmigiani
Claimant Lawyers(s): Jeffrey S. Kob
Respondent(s): Erin Mills
Respondent Lawyers(s): Erin Mills
Arbitrator(s): John E. Ohashi, Salvatore A. Sciortino, Paul Isaac Matloff
Hearing Site: Los Angeles, CA
Expungement
08-0075210/21/2009Claimant(s): John Deakin
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): James Pecoraro, John Parmigiani, J.P. Turner & Company, L.L.C., Reagan Financial Group
Respondent Lawyers(s): Compliance Officer, Jonathan A. Kurta
Arbitrator(s): Kenneth L. Stewart, Jill I. Gross, Mindi R. Parrott
Hearing Site: New York, NY
Checkmark IconStipulated Award and Expungement

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