| 18-01190 | 02/08/2019 | Claimant(s): Sunrise Brokers LLC
Claimant Lawyers(s): Miguel A. Lopez
Respondent(s): Michael Goodall, Bay Crest Partners
Respondent Lawyers(s): Kenneth J. Rubinstein
Arbitrator(s): Jill I. Gross, Natalie Jennifer Bordeaux, Cyrus Amini
Hearing Site: New York, NY
| | |
| 17-02501 | 12/12/2018 | Claimant(s): Tracey Schusterman
Claimant Lawyers(s): Debra L Raskin
Respondent(s): Rosa Mazzone
Respondent Lawyers(s): Catania Facher
Arbitrator(s): Jill I. Gross, Ariel Berschadsky, Richard M. Gray
Hearing Site: New York, NY
| | |
| 16-02777 | 04/12/2017 | Claimant(s): Upinder Sharma
Claimant Lawyers(s): Upinder Kumar Sharma
Respondent(s): Michael Regina, Patrick Teutonico
Respondent Lawyers(s): Michael Anthony Regina, Patrick Nicholas Teutonico
Arbitrator(s): Jill I. Gross
Hearing Site: New York, NY
| | |
| 16-00201 | 09/30/2016 | Claimant(s): Robert Gray
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Isreal Torres, John Riccardi, Meyers Associates, L.P.
Respondent Lawyers(s): David A. Schrader, Isreal Wilfredo Torres, John F. Riccardi
Arbitrator(s): Jill I. Gross
Hearing Site: Albany, NY
|  | $300 |
| 14-02823 | 01/14/2016 | Claimant(s): Jared Carmel
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Bradley Fishman, Emilio Disanluciano, Eric Brachfeld, Evan Haymes, Nicholas Gupta, Zarin Khan, Citizen VC, Fusion Analytics Securities LLC, Morpheus Securities LLC, Rhino Financial Group
Respondent Lawyers(s): Aegis J. Frumento, Ross D. Carmel
Arbitrator(s): William G. Binckes, Jill I. Gross, Joseph F. Kern
Hearing Site: New York, NY
| | |
| 13-00108 | 12/29/2015 | Claimant(s): Jeffrey Press
Claimant Lawyers(s): Patrick James Boyd
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Peter Chema
Arbitrator(s): Robina Fedora Asti, Jill I. Gross, Linda J. Baer
Hearing Site: New York, NY
| | |
| 14-01737 | 06/22/2015 | Claimant(s): Selena Persad
Claimant Lawyers(s): Andrew St. Laurent
Respondent(s): Reva Capital Markets LLC
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Jill I. Gross, Stephen J. Patti, Mitchell Regenbogen
Hearing Site: New York, NY
| | |
| 12-00776 | 06/04/2013 | Claimant(s): Daniel Zircher
Claimant Lawyers(s): Michael E. Grenert
Respondent(s): Macquarie Capital (USA) Inc.
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Christina Kallas, Jill I. Gross
Hearing Site: New York, NY
| | |
| 11-03545 | 05/08/2013 | Claimant(s): Martin Teevan
Claimant Lawyers(s): Jeffrey Liddle
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Joanne Seltzer
Arbitrator(s): Jill I. Gross, Denise N. Seegobin, Nino Armienti
Hearing Site: New York, NY
| | |
| 12-01186 | 05/08/2013 | Claimant(s): Lillian Sherdal, Victor Zackay
Claimant Lawyers(s): Douglas J. Varga
Respondent(s): Wells Fargo Advisors, Jason Kubica, John Kubica
Respondent Lawyers(s): Alan S. Raftman
Arbitrator(s): Marguerite B. Filson, Jill I. Gross, Robert G. O'Brien
Hearing Site: New York, NY
| | Expungement |
