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FINRA Awards for Kenneth J. Rubinstein

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0119002/08/2019Claimant(s): Sunrise Brokers LLC
Claimant Lawyers(s): Miguel A. Lopez
Respondent(s): Michael Goodall, Bay Crest Partners
Respondent Lawyers(s): Kenneth J. Rubinstein
Arbitrator(s): Jill I. Gross, Natalie Jennifer Bordeaux, Cyrus Amini
Hearing Site: New York, NY
16-0120907/19/2017Claimant(s): Tullett Prebon Financial Services LLC
Claimant Lawyers(s): Jonathan Stoler
Respondent(s): Andrew Arnold, Bay Crest Partners
Respondent Lawyers(s): Jed L. Marcus, Kenneth J. Rubinstein
Arbitrator(s): Neal D. Baker, Jeremiah John O'Connell, Lawrence Williams
Hearing Site: Newark, NJ

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