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FINRA Awards for Andrew Arnold

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0303503/11/2021Claimant(s): Andrew Arnold
Claimant Lawyers(s): Brian Luther
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): James A. McIntosh
Hearing Site: Louisville, KY
16-0120907/19/2017Claimant(s): Tullett Prebon Financial Services LLC
Claimant Lawyers(s): Jonathan Stoler
Respondent(s): Andrew Arnold, Bay Crest Partners
Respondent Lawyers(s): Jed L. Marcus, Kenneth J. Rubinstein
Arbitrator(s): Neal D. Baker, Jeremiah John O'Connell, Lawrence Williams
Hearing Site: Newark, NJ

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