| 18-03169 | 02/26/2020 | Claimant(s): Christopher Blum
Claimant Lawyers(s): Joshua K. Bromberg
Respondent(s): Thomas Bovitz, Tullett Prebon Financial Services LLC
Respondent Lawyers(s): Adam Pekor
Arbitrator(s): Judith C. Zerden, Daniel Robbins, Edward Farrelly Smith
Hearing Site: New York, NY
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| 16-01209 | 07/19/2017 | Claimant(s): Tullett Prebon Financial Services LLC
Claimant Lawyers(s): Jonathan Stoler
Respondent(s): Andrew Arnold, Bay Crest Partners
Respondent Lawyers(s): Jed L. Marcus, Kenneth J. Rubinstein
Arbitrator(s): Neal D. Baker, Jeremiah John O'Connell, Lawrence Williams
Hearing Site: Newark, NJ
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| 10-03265 | 12/06/2016 | Claimant(s): Tullett Prebon Financial Services LLC
Claimant Lawyers(s): Ryan M. Duffy
Respondent(s): Richard Higgs, Stephen Duckworth, Suncica Reljic, Traditional Asiel Securities Inc., Tullett Prebon (Americas) Holding Inc., Tullett Prebon Americas Corp., Tullett Prebon PLC
Respondent Lawyers(s): Kevin J. Smith, Laura R. Petroff, Thomas P. Lane
Arbitrator(s): Jack Friedman, Sam Antar, Mary Julia O'Connell
Hearing Site: New York, NY
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| 14-02542 | 03/26/2015 | Claimant(s): Alexis Herzberg
Claimant Lawyers(s): Alisa Fermaglich
Respondent(s): Tullett Prebon Financial Services LLC
Respondent Lawyers(s): Peter J. Dugan
Arbitrator(s): Ira S. Cure
Hearing Site: New York, NY
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| 11-04353 | 12/02/2013 | Claimant(s): Tullett Prebon Financial Services LLC
Claimant Lawyers(s): Jonathan Stoler
Respondent(s): Matthew Brust
Respondent Lawyers(s): Jordan D. Becker
Arbitrator(s): Henry Tiffany, Keith Roberts, Michele S. Riley
Hearing Site: New York, NY
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| 12-01868 | 06/19/2013 | Claimant(s): Nicholas Mangone
Claimant Lawyers(s): Neal Brickman
Respondent(s): Tullett Prebon Financial Services LLC
Respondent Lawyers(s): Adam Pekor
Arbitrator(s): Robert L. Salzberg, Sandra Gale Behrle, Joel P. Mellis
Hearing Site: New York, NY
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| 11-04679 | 02/12/2013 | Claimant(s): Tullett Prebon Americas Corp., Tullett Prebon Financial Services LLC
Claimant Lawyers(s): Jonathan Stoler
Respondent(s): James Pryor
Respondent Lawyers(s): Michael Mui
Arbitrator(s): Martin Hunger, Alfred H. Kingon, Paul C. Tang
Hearing Site: New York, NY
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| 11-01413 | 01/11/2013 | Claimant(s): Tullett Prebon Americas Corp., Tullett Prebon Financial Services LLC
Claimant Lawyers(s): Robert M. Abrahams
Respondent(s): Anthony Arcabascio, Charles Comparetto, Gregory Golden, Michael Palladino, Pierce Ryan, Richard Clarkson, Robert Steiniger, Thomas Killeen, Timothy Horan, BGC Financial, L.P.
Respondent Lawyers(s): Eric Seiler, Nicholas J. Boyle
Arbitrator(s): Paul K. Barenholtz, Martin H. Zern, Anthony Dennis Perri
Hearing Site: New York, NY
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| 11-03630 | 11/15/2012 | Claimant(s): Philippe Allain
Claimant Lawyers(s): Rishi Bhandari
Respondent(s): Marcus Bolton, Tullett Prebon Financial Services LLC
Respondent Lawyers(s): Lisa Lewis
Arbitrator(s): Thomas Caiaffa, Edith M. Novack, Margaret Leggett Tarver
Hearing Site: Newark, NJ
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| 09-02635 | 06/18/2010 | Claimant(s): Tullett Prebon Financial Services LLC
Claimant Lawyers(s): Thomas B. Kinzler
Respondent(s): Citigroup Global Markets., Citigroup Global Markets, Ltd.
Respondent Lawyers(s): Susan J. Steinthal
Arbitrator(s): Richard S. Peskin, William C. Struyk, Richard J. McLynn
Hearing Site: New York, NY
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