| 15-03185 | 08/09/2018 | Claimant(s): Sukhminder Pannu and Prabhjot Dillion
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): David Luger
Arbitrator(s): Keith Roberts, Clive I. Morrick, Michele S. Riley
Hearing Site: New York, NY
|  | $0 |
| 16-02803 | 05/12/2017 | Claimant(s): Judith Graf
Claimant Lawyers(s): John G. Cataldo
Respondent(s): Anthony Didonato, Gail Sokol, Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Keith Roberts
Hearing Site: New York, NY
| | Expungement |
| 15-02192 | 04/12/2017 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Christopher M. Rodriguez
Respondent(s): Thomas Avitabile
Respondent Lawyers(s): David P. Stich
Arbitrator(s): Irwin Kahn, David J. Pine, Keith Roberts
Hearing Site: New York, NY
| | |
| 15-01757 | 07/18/2016 | Claimant(s): John Long
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre C. Wolff
Arbitrator(s): Keith Roberts
Hearing Site: New York, NY
| | $0 |
| 13-01035 | 03/17/2014 | Claimant(s): Deeb Salem
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Andrew J. Frackman
Arbitrator(s): Martin H. Zern, Keith Roberts, Steven Gary Leventhal
Hearing Site: New York, NY
| | |
| 11-04353 | 12/02/2013 | Claimant(s): Tullett Prebon Financial Services LLC
Claimant Lawyers(s): Jonathan Stoler
Respondent(s): Matthew Brust
Respondent Lawyers(s): Jordan D. Becker
Arbitrator(s): Henry Tiffany, Keith Roberts, Michele S. Riley
Hearing Site: New York, NY
| | |
| 11-04657 | 06/26/2013 | Claimant(s): Mildred Pitchon
Claimant Lawyers(s): G. Martin Meyers
Respondent(s): David Donovan, Citigroup Global Markets., Morgan Stanley, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Adam Kauff, Angela T. Turiano
Arbitrator(s): Steven David Leader, Keith Roberts, Robert Bartels
Hearing Site: New York, NY
| | Expungement |
| 07-00130 | 03/17/2009 | Claimant(s): Duane Winchester, Fahrudin Sinanaj, John Suh, Tyre Newsome
Claimant Lawyers(s): Jeffrey L. Cox
Respondent(s): Maxim Group LLC
Respondent Lawyers(s): Lawrence R. Sandak
Arbitrator(s): Hilary B. Miller, Mary Noe, Keith Roberts
Hearing Site: New York, NY
| | |
