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FINRA Awards for Lawrence R. Sandak

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0364208/19/2015Claimant(s): Elisabeth Lurye
Claimant Lawyers(s): Brittany Weiner
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Lawrence R. Sandak
Arbitrator(s): Randolph Guggenheimer, Lisa Catalano, Fern Sue Reidman
Hearing Site: New York, NY
12-0215301/07/2014Claimant(s): Christine Frole
Claimant Lawyers(s): Blaine H. Bortnick
Respondent(s): Dennis Zaplin, Chase Investment Services Corp., Gregg Kleinbaum, Jason Navolio, Joseph Mignano
Respondent Lawyers(s): Lawrence R. Sandak
Arbitrator(s): Laura H. Goldzung, Linda J. Baer, Scott Mooney
Hearing Site: Newark, NJ
09-0300712/31/2010Claimant(s): Mitchell Schley
Claimant Lawyers(s): Mitchell Schley
Respondent(s): Barbara Bishop, Bear Stearns & Co..
Respondent Lawyers(s): Lawrence R. Sandak
Arbitrator(s): Ernest Fanwick, Robert Pincus, Saul Scheier
Hearing Site: New York, NY
07-0013003/17/2009Claimant(s): Duane Winchester, Fahrudin Sinanaj, John Suh, Tyre Newsome
Claimant Lawyers(s): Jeffrey L. Cox
Respondent(s): Maxim Group LLC
Respondent Lawyers(s): Lawrence R. Sandak
Arbitrator(s): Hilary B. Miller, Mary Noe, Keith Roberts
Hearing Site: New York, NY

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