Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-02153 | 01/07/2014 | Claimant(s): Christine Frole Claimant Lawyers(s): Blaine H. Bortnick Respondent(s): Dennis Zaplin, Chase Investment Services Corp., Gregg Kleinbaum, Jason Navolio, Joseph Mignano Respondent Lawyers(s): Lawrence R. Sandak Arbitrator(s): Laura H. Goldzung, Linda J. Baer, Scott Mooney Hearing Site: Newark, NJ | ||
| 10-00998 | 10/04/2012 | Claimant(s): Mark Conklin, The Conklin Corporation Claimant Lawyers(s): Vincent J. Imbesi Respondent(s): Banc of America Securities LLC Respondent Lawyers(s): Lloyd Clareman Arbitrator(s): Joan M. Traub, Laura H. Goldzung, Linda J. Baer Hearing Site: Newark, NJ |  | Expungement |