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FINRA Awards for Dennis Zaplin

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0215001/28/2016Claimant(s): Dong Suk Yang
Claimant Lawyers(s): Dong Suk Yang
Respondent(s): Dennis Zaplin
Respondent Lawyers(s): Dennis Lee Zaplin
Arbitrator(s): S. Charles Tabak
Hearing Site: Newark, NJ
Checkmark Icon$13,779
12-0215301/07/2014Claimant(s): Christine Frole
Claimant Lawyers(s): Blaine H. Bortnick
Respondent(s): Dennis Zaplin, Chase Investment Services Corp., Gregg Kleinbaum, Jason Navolio, Joseph Mignano
Respondent Lawyers(s): Lawrence R. Sandak
Arbitrator(s): Laura H. Goldzung, Linda J. Baer, Scott Mooney
Hearing Site: Newark, NJ

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