| 16-03136 | 02/24/2017 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Robert Furciato
Respondent Lawyers(s): Robert Furciato
Arbitrator(s): S. Charles Tabak
Hearing Site: Newark, NJ
| | |
| 15-02150 | 01/28/2016 | Claimant(s): Dong Suk Yang
Claimant Lawyers(s): Dong Suk Yang
Respondent(s): Dennis Zaplin
Respondent Lawyers(s): Dennis Lee Zaplin
Arbitrator(s): S. Charles Tabak
Hearing Site: Newark, NJ
|  | $13,779 |
| 15-01972 | 12/31/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): William Siegel
Respondent Lawyers(s): William V. Siegel
Arbitrator(s): S. Charles Tabak
Hearing Site: New York, NY
| | |
| 13-03333 | 01/02/2015 | Claimant(s): John Burke
Claimant Lawyers(s): Matthew W. Hackell
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Louis R. Satriale
Arbitrator(s): S. Charles Tabak
Hearing Site: Newark, NJ
| | |
| 14-00065 | 08/20/2014 | Claimant(s): Richard Nickerson
Claimant Lawyers(s): B. David Jarashow
Respondent(s): Wells Fargo Advisors Financial Network, Roman Leniw
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): S. Charles Tabak
Hearing Site: Newark, NJ
| | $0 |
| 12-03591 | 09/27/2013 | Claimant(s): Sherine Smith
Claimant Lawyers(s): Ryan Cook
Respondent(s): Linford Brown
Respondent Lawyers(s): Joel A. Sweetbaum
Arbitrator(s): S. Charles Tabak
Hearing Site: Newark, NJ
| | $22,231 |
| 12-04134 | 08/12/2013 | Claimant(s): Gisela Gresitza
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Richard DiTaranto, SII Investments.
Respondent Lawyers(s): Michael R. Gaico
Arbitrator(s): S. Charles Tabak
Hearing Site: Newark, NJ
| | $10,300 |
| 10-04410 | 04/11/2012 | Claimant(s): Alice Jones, Gay Jones, Graham Jones, Graham Jones Familiy Trust f/b/o, Graham Jones Family Trust f/b/o, Graham O. Jones Charitable Remainder Tst
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Carl Bronstein, Harry Friedman, Prestige Financial Center., Sloan Securities Corp.
Respondent Lawyers(s): E. Gina Chase, Harry Friedman, Larry Kirshbaum, Paul A. Lieberman
Arbitrator(s): S. Charles Tabak, Brian Anthony Simmons, David Lu
Hearing Site: Newark, NJ
| | $4,140,200 |
| 11-01444 | 11/18/2011 | Claimant(s): Coleman Burns
Claimant Lawyers(s): Coleman John Burns
Respondent(s): Wells Fargo Advisors, Steven Perillo
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): S. Charles Tabak
Hearing Site: Newark, NJ
| | $283 |
| 10-00784 | 05/27/2011 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Brady J. Hermann
Respondent(s): Anthony Diaz
Respondent Lawyers(s): Chad N. Cagan
Arbitrator(s): S. Charles Tabak
Hearing Site: Newark, NJ
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