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FINRA Awards for Harry Friedman

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0268205/01/2014Claimant(s): Harry Friedman
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Albert Pette, Brian Hagerman, John Matthews, Mark Lisser, Global Arena Capital Corp
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Boyd H. Scheff, Cynthia A. DiMarco, Eric J. Sussman
Hearing Site: New York, NY
11-0068309/27/2013Claimant(s): Harry Friedman
Claimant Lawyers(s): Daniel Hirschel
Respondent(s): Ridge Clearing & Outsourcing Solutions
Respondent Lawyers(s): Richard J. Babnick
Arbitrator(s): Richard D. Chusid, Sandra J. Mullings, Lowell D. Johnston
Hearing Site: New York, NY
10-0296708/28/2013Claimant(s):
Claimant Lawyers(s):
Respondent(s): Harry Friedman, Marc Reda, John Thomas Financial
Respondent Lawyers(s): Harry Friedman, Robert M. Bursky
Arbitrator(s): Joseph R. Brancaleone, Denise N. Seegobin, Stephen M. Schaedtler
Hearing Site: New York, NY
10-0441004/11/2012Claimant(s): Alice Jones, Gay Jones, Graham Jones, Graham Jones Familiy Trust f/b/o, Graham Jones Family Trust f/b/o, Graham O. Jones Charitable Remainder Tst
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Carl Bronstein, Harry Friedman, Prestige Financial Center., Sloan Securities Corp.
Respondent Lawyers(s): E. Gina Chase, Harry Friedman, Larry Kirshbaum, Paul A. Lieberman
Arbitrator(s): S. Charles Tabak, Brian Anthony Simmons, David Lu
Hearing Site: Newark, NJ
Checkmark Icon$4,140,200
11-0061009/29/2011Claimant(s): Jim McCormickand Fionnuala McCormick
Claimant Lawyers(s): Jim McCormick
Respondent(s): Harry Friedman
Respondent Lawyers(s): Brian H. Reis
Arbitrator(s): Charles Kleinbaum
Hearing Site: New York, NY
Checkmark Icon$425
09-0517405/10/2011Claimant(s): Gary Sperber
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Harry Friedman, Lawrence Foont, Lawrence Kirshbaum, Prestige Financial Center.
Respondent Lawyers(s): Lawrence Gary Kirshbaum, Lawrence Foont, Michael P. Gilmore
Arbitrator(s): David H. S. Commins, David R. Finch, William W. Haskell
Hearing Site: San Francisco, CA
Checkmark Icon$1,800,250
07-0148602/02/2009Claimant(s): Sloan Securities Corp.
Claimant Lawyers(s): Paul A. Liberman
Respondent(s): Harry Friedman, Prestige Financial Center.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Robina Fedora Asti, Steven David Leader, Salvatore J. Bate
Hearing Site: New York, NY
07-0178809/15/2008Claimant(s):
Claimant Lawyers(s):
Respondent(s): Harry Friedman, Sloan Securities Corp.
Respondent Lawyers(s): Brian H. Reis, Robert K. Ross
Arbitrator(s): Richard E. Lerner, Edward L. Levine, Jeffrey H. Rosenthal
Hearing Site: Newark, NJ
Checkmark Icon$136,780

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