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FINRA Awards for Joseph R. Brancaleone

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0137103/30/2018Claimant(s): MD Salam
Claimant Lawyers(s): MD Imam Salam
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Joan L. Rosenstock
Arbitrator(s): Joseph R. Brancaleone, David John Reilly
Hearing Site: New York, NY
10-0296708/28/2013Claimant(s):
Claimant Lawyers(s):
Respondent(s): Harry Friedman, Marc Reda, John Thomas Financial
Respondent Lawyers(s): Harry Friedman, Robert M. Bursky
Arbitrator(s): Joseph R. Brancaleone, Denise N. Seegobin, Stephen M. Schaedtler
Hearing Site: New York, NY
07-0113807/01/2008Claimant(s): Helen-Carolyn Ackerly
Claimant Lawyers(s): W. Alexander Melbardis
Respondent(s): Gilford Securities Incorporated
Respondent Lawyers(s): Michael Kalmus
Arbitrator(s): Joseph B. Russell, Kenneth L. Stewart, Joseph R. Brancaleone
Hearing Site: New York, NY
Checkmark Icon$58,000
06-0029909/12/2007Claimant(s): Tango Fashions Trading, Ltd.
Claimant Lawyers(s): David H. Fromm
Respondent(s): Jon Lee
Respondent Lawyers(s): Jon Lee
Arbitrator(s): Joseph R. Brancaleone, Howard L. Sobel, Doris B. Nathan
Hearing Site: New York, NY
Checkmark Icon$0

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