| 14-02230 | 03/29/2018 | Claimant(s): SLS Capital, S.A.
Claimant Lawyers(s): Michael Cohen
Respondent(s): CRT Capital Group LLC
Respondent Lawyers(s): Nancy E. Delaney
Arbitrator(s): Keely D. Parr, Denise N. Seegobin, Paul Bennett Marrow
Hearing Site: New York, NY
|  | $0 |
| 15-00308 | 06/16/2016 | Claimant(s): Bernardo Gattass
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Corey D. Winer
Arbitrator(s): Bernard A. Kesselman, John J. Vesey, Denise N. Seegobin
Hearing Site: New York, NY
| | |
| 14-03503 | 07/01/2015 | Claimant(s): Harvey Klein, Joan Bailey
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Sam Antar, Denise N. Seegobin, Steven Hale Zousmer
Hearing Site: New York, NY
| | $0 |
| 10-02967 | 08/28/2013 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Harry Friedman, Marc Reda, John Thomas Financial
Respondent Lawyers(s): Harry Friedman, Robert M. Bursky
Arbitrator(s): Joseph R. Brancaleone, Denise N. Seegobin, Stephen M. Schaedtler
Hearing Site: New York, NY
| | |
| 11-03545 | 05/08/2013 | Claimant(s): Martin Teevan
Claimant Lawyers(s): Jeffrey Liddle
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Joanne Seltzer
Arbitrator(s): Jill I. Gross, Denise N. Seegobin, Nino Armienti
Hearing Site: New York, NY
| | |
| 10-05542 | 12/01/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Loretta M. Gastwirth
Respondent(s): Fred Johnson
Respondent Lawyers(s): Fred Johnson
Arbitrator(s): Charles Kleinbaum, Denise N. Seegobin, David A. Schwarz
Hearing Site: New York, NY
| | |
| 10-03241 | 06/24/2011 | Claimant(s): Carole Liotti
Claimant Lawyers(s): Benedict L. Sliney
Respondent(s): Brian Mandart, Morgan Wilshire Securities., Woodstock Financial Group.
Respondent Lawyers(s): Bari Handwerger, Brian Mandart, Michael Finnan
Arbitrator(s): Gary W. Sherbell, John J. Duval, Denise N. Seegobin
Hearing Site: New York, NY
| | $39,580 |
| 09-06421 | 02/22/2011 | Claimant(s): Wally Grant
Claimant Lawyers(s): Ira Scot Meyerowitz
Respondent(s): James Luther, Charles Schwab & Co.., Peter Pavlakis
Respondent Lawyers(s): Nicki Samson
Arbitrator(s): Robert L. Salzberg, Peter A. Goldman, Denise N. Seegobin
Hearing Site: New York, NY
| | Expungement |
| 07-02629 | 04/29/2009 | Claimant(s): GunnAllen Financial.
Claimant Lawyers(s): Williard R. Knox
Respondent(s): Carlos Bonilla, Jaime Diaz
Respondent Lawyers(s): Richard A. Roth
Arbitrator(s): Margaret M McQueeney, Denise N. Seegobin, Joseph Mark Hubbell
Hearing Site: New York, NY
| | |
| 06-05229 | 04/25/2008 | Claimant(s): Anne Woodhouse, The Estate of Melvyn Woodhouse
Claimant Lawyers(s): Romaine Gardner
Respondent(s): Damascus Lee
Respondent Lawyers(s): Damascus I Lee
Arbitrator(s): Michael G. Shannon, Thomas D. Giordano, Denise N. Seegobin
Hearing Site: New York, NY
| | $67,185 |
