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FINRA Awards for Joan Bailey

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0350307/01/2015Claimant(s): Harvey Klein, Joan Bailey
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Sam Antar, Denise N. Seegobin, Steven Hale Zousmer
Hearing Site: New York, NY
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