| 23-02926 | 08/05/2024 | Claimant(s): Gregory Richards
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Benchmark Investments, Centaurus Financial., Questar Capital Corporation
Respondent Lawyers(s): Jared Merlin, Katherine C. Donlon, Michael J. Carey
Arbitrator(s): Barbara M. Zak, William B. Morgan, Jeremy Kent Holmes
Hearing Site: Phoenix, AZ
| | |
| 23-00282 | 05/28/2024 | Claimant(s): Donald Saunders, IRA
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Concourse Financial Group Securities, In
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Leah Murray Albert, Kim L. Kirn, David E. Crawford
Hearing Site: St. Louis, MO
|  | $1,214,750 |
| 20-03417 | 12/13/2022 | Claimant(s): Stanley LeConte
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): James M. Scutti, Michael J. Quarequio, Constantine Economides
Hearing Site: Boca Raton, FL
| | |
| 22-00816 | 10/13/2022 | Claimant(s): Joel Ratzker
Claimant Lawyers(s): Joel Ratzker
Respondent(s): Transamerica Capital.
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Judith C. Zerden
Hearing Site: New York, NY
| | $0 |
| 21-02633 | 05/12/2022 | Claimant(s): Jason Edwards
Claimant Lawyers(s): Zachary Morse
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Gayle B. Carlson
Hearing Site: Tampa, FL
| | |
| 21-01552 | 02/25/2022 | Claimant(s): Richard Miller
Claimant Lawyers(s): Zachary Morse
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
| | |
| 20-01281 | 02/17/2022 | Claimant(s): William Fauzio
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Capital Financial Services., Questar Capital Corporation
Respondent Lawyers(s): Gordon Dihle, Katherine C. Donlon
Arbitrator(s): Mark Stuart Gurevitz
Hearing Site: Hartford, CT
| | |
| 20-03509 | 06/21/2021 | Claimant(s): Shane Smith
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Transamerica Capital.
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
| | |
| 20-02506 | 02/23/2021 | Claimant(s): Stephen Bohan
Claimant Lawyers(s): Brian Luther
Respondent(s): Centaurus Financial., Questar Capital Corporation
Respondent Lawyers(s): Katherine C. Donlon, Paul King
Arbitrator(s): Mark Stuart Gurevitz
Hearing Site: Hartford, CT
| | |
| 20-00664 | 10/21/2020 | Claimant(s): Lawrence Breen
Claimant Lawyers(s): Harris Freedman
Respondent(s): Proequities.
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
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