| 23-01063 | 11/29/2023 | Claimant(s): Jeffrey Zapoleon
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Theodore R. Bynum
Arbitrator(s): Steven R. Reininger, Louis David Huss, Michael Mazor
Hearing Site: Boca Raton, FL
| | |
| 22-01356 | 08/22/2023 | Claimant(s): Fondo De Inversion Privado FRC, Inversiones Don Fernando Spa
Claimant Lawyers(s): Jason P. Gottlieb
Respondent(s): CGIS Securities LLC
Respondent Lawyers(s): Curtis Carlson
Arbitrator(s): William Kent Brown, Ellen J. Abrams, Michael Adam Gross
Hearing Site: Boca Raton, FL
|  | $0 |
| 20-03417 | 12/13/2022 | Claimant(s): Stanley LeConte
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): James M. Scutti, Michael J. Quarequio, Constantine Economides
Hearing Site: Boca Raton, FL
| | |
| 19-03358 | 06/15/2022 | Claimant(s): Lloyd Seested
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Eric Teichberg, Erica Landskroener, Frederick Schultz, J.P. Morgan Securities, Howard Rothman, Kennan Low, Scott Sturley
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Will Murphy, Brett Matthew Logan, Nancy Rosenbaum Kessler
Hearing Site: Boca Raton, FL
| | |
| 19-01162 | 12/08/2021 | Claimant(s): Timothy Ratty
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Lawrence S. Silver, Will Murphy, Anthony Oreste Arcuni
Hearing Site: Boca Raton, FL
| | |
| 16-02357 | 10/17/2019 | Claimant(s): James Danko
Claimant Lawyers(s): Curtis Carlson
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): John P. Cullem, Alison Hardage, David M. Snyder
Hearing Site: Tampa, FL
| | |
| 17-02480 | 05/31/2019 | Claimant(s): Alfred De Arellano, Georgina Despradel
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Jaime J. Aponte-Parsi, Edward S. Koppman, Arthur Erwin Peabody
Hearing Site: San Juan, PR
| | Expungement |
| 16-02052 | 12/26/2018 | Claimant(s): Asante Samuel, Gregory Groves, James Groves, Deepside LLC, Makin Moves 22, Pearl Brothers LLC
Claimant Lawyers(s): Curtis Carlson, Matthew E. Johnson
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Steven R. Reininger, Sonja Shuford, Dorota J. Trzeciecka
Hearing Site: Miami, FL
| | $4,211,750 |
| 14-02939 | 05/09/2018 | Claimant(s): International Assets Advisory
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Edward Cofrancesco, Mauricio Cardenas, Michael Montalvo
Respondent Lawyers(s): Curtis Carlson, Tracy L. Gerber
Arbitrator(s): Stuart K. Furman, Avery B. Goodman, Clarence B. Johnson, CLU, ChFC
Hearing Site: Orlando, FL
| | |
| 15-01399 | 01/09/2018 | Claimant(s): Beverly Hunnewell
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Jeffrey Newman, Sarah Burns, Park Avenue Securities LLC
Respondent Lawyers(s): David A. Weintraub, Neil S. Baritz, Z. Logan Gould
Arbitrator(s): Gilbert A. Schnirman, Christopher J. Klein, Glenn Franklin Fuller
Hearing Site: Miami, FL
| | |
