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FINRA Awards for Nancy Rosenbaum Kessler

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0049403/16/2023Claimant(s): Lee Boughner
Claimant Lawyers(s): William Scott Turnbull
Respondent(s): UBS Financial Services Inc., UBS Credit Corp.
Respondent Lawyers(s): Robert H. Bernstein
Arbitrator(s): Gerald Silverman, Michael B Goldstein, Nancy Rosenbaum Kessler
Hearing Site: Boca Raton, FL
19-0335806/15/2022Claimant(s): Lloyd Seested
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Eric Teichberg, Erica Landskroener, Frederick Schultz, J.P. Morgan Securities, Howard Rothman, Kennan Low, Scott Sturley
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Will Murphy, Brett Matthew Logan, Nancy Rosenbaum Kessler
Hearing Site: Boca Raton, FL

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