| 22-01798 | 06/07/2023 | Claimant(s): Michael Bosl
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Cheryl H. Agris
Hearing Site: New York, NY
| | |
| 22-00055 | 12/15/2022 | Claimant(s): Enis Taner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Noah Jonathan Hanft
Hearing Site: New York, NY
| | |
| 17-01238 | 08/15/2022 | Claimant(s): Robert Little
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Andrew Drago, Commonwealth Financial Network
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Robert J. Scafuri, John James McGovern, Walter Meagher
Hearing Site: Syracuse, NY
|  | $0 |
| 19-03358 | 06/15/2022 | Claimant(s): Lloyd Seested
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Eric Teichberg, Erica Landskroener, Frederick Schultz, J.P. Morgan Securities, Howard Rothman, Kennan Low, Scott Sturley
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Will Murphy, Brett Matthew Logan, Nancy Rosenbaum Kessler
Hearing Site: Boca Raton, FL
| | |
| 21-01593 | 12/07/2021 | Claimant(s): Nicolas Rueda
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Robert G. Falbisaner
Hearing Site: Boca Raton, FL
| | |
| 20-04190 | 11/23/2021 | Claimant(s): Kyle Wang
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
| | |
| 20-03267 | 03/09/2021 | Claimant(s): Adam Yarnold
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
| | |
| 20-01350 | 01/11/2021 | Claimant(s): Douglas Wall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
| | |
| 20-02295 | 12/22/2020 | Claimant(s): Jeffrey McCabe
Claimant Lawyers(s): Katherine B. Harrison
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kevin W, Brooks
Arbitrator(s): Gregory P. Szuter
Hearing Site: Buffalo, NY
| | |
| 19-00616 | 07/29/2019 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Gregory Jones, J.P. Morgan Securities
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): William L. Cravens, Douglas Wade Carvell, Jared Febbroriello
Hearing Site: Dallas, TX
| | |
