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FINRA Awards for Brooks

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0229512/22/2020Claimant(s): Jeffrey McCabe
Claimant Lawyers(s): Katherine B. Harrison
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kevin W, Brooks
Arbitrator(s): Gregory P. Szuter
Hearing Site: Buffalo, NY

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