| 22-01852 | 09/04/2024 | Claimant(s): Yousef Bhatti
Claimant Lawyers(s): Wilmer D. Masterson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Eric Ross Cromartie, Dianne Connally Betts, Michelle Prudhomme-Coleman
Hearing Site: Dallas, TX
| | |
| 24-00279 | 08/05/2024 | Claimant(s): Robert Snider
Claimant Lawyers(s): Robert Roy Snider
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Steven N. Ainbinder, Robert Dean McKinley, Eric Ross Cromartie
Hearing Site: Charleston, WV
| | |
| 24-00555 | 07/26/2024 | Claimant(s): Sravanthi Gadamsetty IRA
Claimant Lawyers(s): Sravanthi Gadamsetty
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jovalin Dedaj
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
|  | $0 |
| 23-01031 | 07/15/2024 | Claimant(s): Sandra Scullen, Sandra M. Scullen IRA
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Securities America.
Respondent Lawyers(s): Justin Sacca
Arbitrator(s): Louis J. Weber, Eric Ross Cromartie, Michael Wayne Johnston
Hearing Site: Dallas, TX
| | $0 |
| 19-02942 | 04/04/2024 | Claimant(s): Edna Angeli
Claimant Lawyers(s): Scott L. Silver
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Eric Ross Cromartie, Ross B. Russell, Rayner Mathias Bettendorf
Hearing Site: San Juan, PR
| | Expungement |
| 22-02359 | 03/08/2024 | Claimant(s): BOKF, NA, Cavanal Hill Distributors,
Claimant Lawyers(s): Jared M. Burden
Respondent(s): Lance Payne
Respondent Lawyers(s): Mark Hammons
Arbitrator(s): Kelley L Cornelius, Michael E. Nelson, Eric Ross Cromartie
Hearing Site: Oklahoma City, OK
| | |
| 23-01308 | 02/29/2024 | Claimant(s): Curtis Harris
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cambridge Investment Research., MML Investors Services
Respondent Lawyers(s): Jeanette E. Dennis, Julie E. Ravis
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
| | |
| 23-01487 | 12/15/2023 | Claimant(s): Michael Noland
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Christopher J. Murdoch
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Oklahoma City, OK
| | |
| 23-00098 | 09/25/2023 | Claimant(s): James Richardson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
| | |
| 22-00853 | 08/29/2023 | Claimant(s): Irum Abbasi
Claimant Lawyers(s): Irum Abbasi
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Joseph Neal Richardson, Eric Ross Cromartie, Robert Barton McLeroy
Hearing Site: Dallas, TX
| | $0 |
