| 22-02359 | 03/08/2024 | Claimant(s): BOKF, NA, Cavanal Hill Distributors,
Claimant Lawyers(s): Jared M. Burden
Respondent(s): Lance Payne
Respondent Lawyers(s): Mark Hammons
Arbitrator(s): Kelley L Cornelius, Michael E. Nelson, Eric Ross Cromartie
Hearing Site: Oklahoma City, OK
| | |
| 19-01199 | 01/26/2022 | Claimant(s): Pamela A. Frost IRA
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Kevin Wilson, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Kevin Richard Wilson, Richard J. Babnick
Arbitrator(s): Kelley L Cornelius, Ilene T. Gormly, Lawrence R. Maxwell
Hearing Site: Wichita, KS
|  | $60,205 |
| 14-02788 | 09/08/2017 | Claimant(s): Liphard D'Souza, Sabrina D'Souza
Claimant Lawyers(s): Chad M. Neuens
Respondent(s): First Independent Financial Services Inc
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Kelley L. Cornelius, Philip I. McConnell, Van R. Oliver
Hearing Site: Oklahoma City, OK
| | $94,852 |
| 12-00154 | 01/17/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Richard Marshall
Respondent Lawyers(s): Randall K. Calvert
Arbitrator(s): Kelley L. Cornelius, David William Lopp, Thomas Bentley Baines
Hearing Site: Oklahoma City, OK
| | |
| 07-02338 | 04/06/2009 | Claimant(s): Carl Busch
Claimant Lawyers(s): Joan A. Renegar
Respondent(s): Southwest Securities.
Respondent Lawyers(s): Brian J. Hurst
Arbitrator(s): Michael R. Prescott, Kelley L. Cornelius, Carroll O. Johnson
Hearing Site: Oklahoma City, OK
| | |
