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FINRA Awards for Carl Busch

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0233804/06/2009Claimant(s): Carl Busch
Claimant Lawyers(s): Joan A. Renegar
Respondent(s): Southwest Securities.
Respondent Lawyers(s): Brian J. Hurst
Arbitrator(s): Michael R. Prescott, Kelley L. Cornelius, Carroll O. Johnson
Hearing Site: Oklahoma City, OK
07-0236504/06/2009Claimant(s): Southwest Securities.
Claimant Lawyers(s): Brian J. Hurst
Respondent(s): Carl Busch
Respondent Lawyers(s): Carl W. Busch
Arbitrator(s):
Hearing Site: Oklahoma City, OK

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