| 11-03231 | 04/19/2012 | Claimant(s): Esposito Securities
Claimant Lawyers(s): Katy L. Sheppard
Respondent(s): Stephen Capurso
Respondent Lawyers(s): Brian J. Hurst
Arbitrator(s): Daniel A. Kile, Richard C. Corse, Joseph G. Werner
Hearing Site: Dallas, TX
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| 09-06133 | 06/24/2011 | Claimant(s): Esposito Securities
Claimant Lawyers(s): Deborah Deitsch-Perez
Respondent(s): Daniel Biaggio, Francis Merrill, Michael Marchand, Stephen Capurso, WFG Investments.
Respondent Lawyers(s): Brian J. Hurst
Arbitrator(s): Robert L. Yeager, Melinda G. Jayson, George F. Longino
Hearing Site: Dallas, TX
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| 09-03917 | 03/23/2011 | Claimant(s): Southwest Securities.
Claimant Lawyers(s): Brian J. Hurst
Respondent(s): Bryan Luter
Respondent Lawyers(s): Joyce W. Lindauer
Arbitrator(s): Linda B. Kelly, George F. Longino, Margaret Louise Ruckriegel
Hearing Site: Dallas, TX
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| 07-02338 | 04/06/2009 | Claimant(s): Carl Busch
Claimant Lawyers(s): Joan A. Renegar
Respondent(s): Southwest Securities.
Respondent Lawyers(s): Brian J. Hurst
Arbitrator(s): Michael R. Prescott, Kelley L. Cornelius, Carroll O. Johnson
Hearing Site: Oklahoma City, OK
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| 07-02365 | 04/06/2009 | Claimant(s): Southwest Securities.
Claimant Lawyers(s): Brian J. Hurst
Respondent(s): Carl Busch
Respondent Lawyers(s): Carl W. Busch
Arbitrator(s):
Hearing Site: Oklahoma City, OK
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