22-00285 | 09/21/2022 | Claimant(s): John Husby Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Cuna Brokerage Services. Respondent Lawyers(s): Jennifer G. Chawla Arbitrator(s): Bill Lamoreaux, Linda B. Kelly, Michael Wayne Johnston Hearing Site: Dallas, TX
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16-01662 | 01/27/2017 | Claimant(s): Matthew Lowe Claimant Lawyers(s): David E. Robbins Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Thomas Kopshever Arbitrator(s): Jeff Abrams, Linda B. Kelly, Edward S. Koppman Hearing Site: Dallas, TX
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12-02000 | 10/01/2013 | Claimant(s): LaVerne Coalson, Coalson Insurance Trust U/A 7/9/99 Claimant Lawyers(s): Clinton W. Marrs Respondent(s): Donny Vogler, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Rodney J. Heggy Arbitrator(s): Bill M. Lamoreaux, Linda B. Kelly, Frances Johnson Wright Hearing Site: Dallas, TX
| | $1,198,440 |
10-05772 | 06/06/2012 | Claimant(s): Dani Eder IRA Account Claimant Lawyers(s): Howard B. Prossnitz Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): David N. Luder Arbitrator(s): Linda B. Kelly, Jeffrey M. Allen, Donald Dreyfus Hearing Site: Birmingham, AL
| | $0 |
09-06774 | 05/05/2011 | Claimant(s): William Brown Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): Burke Dambly, Daryl Holzberg, James Walsh, Private Asset Group. Respondent Lawyers(s): Robert J. Girard Arbitrator(s): Linda B. Kelly, Frances Johnson Wright, James Douglas Haigh Hearing Site: Dallas, TX
| | Expungement |
09-03917 | 03/23/2011 | Claimant(s): Southwest Securities. Claimant Lawyers(s): Brian J. Hurst Respondent(s): Bryan Luter Respondent Lawyers(s): Joyce W. Lindauer Arbitrator(s): Linda B. Kelly, George F. Longino, Margaret Louise Ruckriegel Hearing Site: Dallas, TX
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09-06649 | 11/12/2010 | Claimant(s): First Southwest Company Claimant Lawyers(s): Christopher R. Richie Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Donald R. Littlefield Arbitrator(s): Peter J. Conlon, Linda B. Kelly, Robert E. Treadaway Hearing Site: Dallas, TX
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07-02234 | 11/06/2008 | Claimant(s): Alan Greenwood Claimant Lawyers(s): Martin P. Unger Respondent(s): Adam Maggio, Michael Wittenberg, J.P. Turner & Company, L.L.C. Respondent Lawyers(s): Richard J. Babnick Arbitrator(s): Linda B. Kelly, David A. Schuler, Catherine M. Norman Hearing Site: Dallas, TX
| | Stipulated Award and Expungement |
07-01810 | 10/30/2007 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fisher Respondent(s): Danny Daniels Respondent Lawyers(s): Danny Daniels Arbitrator(s): Linda B. Kelly Hearing Site: Dallas, TX
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