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FINRA Awards for Margaret Louise Ruckriegel

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0412709/03/2013Claimant(s): LaTrina Wright
Claimant Lawyers(s): LaTrina Wright
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): John M. Farrell
Arbitrator(s): Louis J. Weber, William E. Hartsfield, Margaret Louise Ruckriegel
Hearing Site: Dallas, TX
09-0713703/24/2011Claimant(s): Estate of Elsie Caldonia Flowers
Claimant Lawyers(s): J. Don Gordon
Respondent(s): Wachovia Securities, Johnnie Cadenhead, A.G. Edwards & Sons.
Respondent Lawyers(s): Johnnie Cadenhead, Will S. Montgomery
Arbitrator(s): Bill H. Brister, Andrea U. Calve, Margaret Louise Ruckriegel
Hearing Site: Dallas, TX
Checkmark Icon$292,953
09-0391703/23/2011Claimant(s): Southwest Securities.
Claimant Lawyers(s): Brian J. Hurst
Respondent(s): Bryan Luter
Respondent Lawyers(s): Joyce W. Lindauer
Arbitrator(s): Linda B. Kelly, George F. Longino, Margaret Louise Ruckriegel
Hearing Site: Dallas, TX

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