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FINRA Awards for TIAA-CREF Individual & Institutional Ser

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0164204/19/2024Claimant(s): Maria Giatzikis
Claimant Lawyers(s): Joseph P. Allgor
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Christopher C. Coss
Arbitrator(s): Bryan Lane Berson
Hearing Site: New York, NY
22-0050708/24/2022Claimant(s): Ayad Amary
Claimant Lawyers(s): James P Galvin
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Julie Calderon Rizzo
Arbitrator(s): Louis P. Wagman, Hiren B Patel
Hearing Site: Philadelphia, PA
20-0369310/14/2021Claimant(s): Sandra Rose
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Patrick J. Lamparello
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
18-0417205/13/2020Claimant(s): Alan Hoffman, Sharon Field
Claimant Lawyers(s): Jaclyn M. Reinhart
Respondent(s): Erold Merko, TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Edward M. Olson, Michael J. Meeusen, Douglas S. Parker
Hearing Site: Detroit, MI
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18-0310008/19/2019Claimant(s): Louis Dissel
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Julie Calderon Rizzo
Arbitrator(s): Michael J. Meeusen
Hearing Site: Cleveland, OH
16-0309010/31/2017Claimant(s): Allen Waters
Claimant Lawyers(s): Allen Rodney Waters
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Cora E. MacLean
Arbitrator(s): Thomas C. Tretter, Andrea J. Goldman, James R. Collins
Hearing Site: Boston, MA
13-0038502/24/2016Claimant(s): Kevin Taalman
Claimant Lawyers(s): Lou Karnezis
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Daniel R. Formeller
Hearing Site: Chicago, IL
12-0412709/03/2013Claimant(s): LaTrina Wright
Claimant Lawyers(s): LaTrina Wright
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): John M. Farrell
Arbitrator(s): Louis J. Weber, William E. Hartsfield, Margaret Louise Ruckriegel
Hearing Site: Dallas, TX
12-0019408/10/2012Claimant(s): Karen Crist
Claimant Lawyers(s): Karen J. Crist
Respondent(s): Michael Gaenzle, TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Andrew M. Habenicht
Arbitrator(s): Steven Meyrich
Hearing Site: Denver, CO
11-0298903/16/2012Claimant(s): Debra Silverman
Claimant Lawyers(s): Debra S. Silverman
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Carranza M. Pryor
Arbitrator(s): Dennis R. Frohlich
Hearing Site: Denver, CO
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