| 18-01738 | 01/14/2019 | Claimant(s): Richard Maxey
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America., Valic Financial Advisors.
Respondent Lawyers(s): Chad Weaver, Cora E. MacLean
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
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| 17-01567 | 10/19/2018 | Claimant(s): Audra Olsen
Claimant Lawyers(s): Benjamin J. Casilio
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Cora E. MacLean
Arbitrator(s): Joyce Diane Campbell Priveterre
Hearing Site: Rochester, NY
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| 16-03090 | 10/31/2017 | Claimant(s): Allen Waters
Claimant Lawyers(s): Allen Rodney Waters
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Cora E. MacLean
Arbitrator(s): Thomas C. Tretter, Andrea J. Goldman, James R. Collins
Hearing Site: Boston, MA
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| 16-00207 | 05/19/2017 | Claimant(s): Miguel Barron
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Cora E. MacLean
Arbitrator(s): William G. Binckes, David J. Pine, Paul Bennett Marrow
Hearing Site: New York, NY
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| 16-02886 | 02/07/2017 | Claimant(s): Ralph Janitell
Claimant Lawyers(s): Ralph David Janitell
Respondent(s): Tiaa-Cref Individual & Institutional Ser
Respondent Lawyers(s): Cora E. MacLean
Arbitrator(s): Donald N. Tolin
Hearing Site: Denver, CO
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