| 23-02945 | 09/23/2024 | Claimant(s): William Lapiana
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Robert Abrams
Arbitrator(s): Bryan Lane Berson, Andrew Ireland, Sandra Wilson
Hearing Site: New York, NY
| | |
| 24-01274 | 09/13/2024 | Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Joseph Monaco
Respondent Lawyers(s): Joseph Anthony Monaco
Arbitrator(s): Bryan Lane Berson
Hearing Site: New York, NY
| | |
| 23-01642 | 04/19/2024 | Claimant(s): Maria Giatzikis
Claimant Lawyers(s): Joseph P. Allgor
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Christopher C. Coss
Arbitrator(s): Bryan Lane Berson
Hearing Site: New York, NY
| | |
| 21-00485 | 03/07/2023 | Claimant(s): Mryna Greene
Claimant Lawyers(s): Imran H. Ansari
Respondent(s): Devin Marino, Morgan Stanley, Robert Stolar
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Elizabeth Gilbert, Mary P. Bass, Bryan Lane Berson
Hearing Site: New York, NY
|  | Expungement |
| 21-02356 | 11/18/2022 | Claimant(s): David Chaplin, Dustin Mccurdy, Gary Carlisle, Joseph Acquarulo, Mark Siegel, Marvin Rietema, Michael Backus, Richard Curry, Stanley Fleischer, Stuart Vander Laan
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Worden Capital Management LLC, Jamie Worden
Respondent Lawyers(s): Jamie John Worden
Arbitrator(s): Bryan Lane Berson, Charles Platto, Kene Erike
Hearing Site: New York, NY
| | $895,364 |
| 21-02996 | 11/04/2022 | Claimant(s): Sameh Elmazahy
Claimant Lawyers(s): Christopher D. Warren
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Charlton Young
Arbitrator(s): Bryan Lane Berson, Lorrie E Whitfield, Lynda Kommel-Browne
Hearing Site: New York, NY
| | |
| 18-02042 | 11/26/2019 | Claimant(s): Vikash Jha, Vikram Ramani
Claimant Lawyers(s): Brian Heller
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Alexander J. Kellermann
Arbitrator(s): Bryan Lane Berson, Michael Peter Graff, Alan L. Stein
Hearing Site: New York, NY
| | |
| 17-01682 | 03/19/2019 | Claimant(s): Leon Morgan
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): John Lowry, Kim Monchik, SCS Advisory Services, Spartan Capital Holding, Spartan Capital Securities
Respondent Lawyers(s): Liam O'Brien
Arbitrator(s): Susan Manca, Bryan Lane Berson, Elliot Schnapp
Hearing Site: New York, NY
| | Expungement |
| 17-02606 | 01/16/2019 | Claimant(s): Debra Korn, Eric Korn, Victoria Korn
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Franklin Ogele, William Broccio, Blackbook Capital
Respondent Lawyers(s): Franklin Ogele, William Joseph Broccio
Arbitrator(s): Bryan Lane Berson
Hearing Site: New York, NY
| | $0 |
| 17-03459 | 09/25/2018 | Claimant(s): Securities America.
Claimant Lawyers(s): Tyler Joseph Schubauer
Respondent(s): Oded Jacobowitz
Respondent Lawyers(s): Oded Joseph Jacobowitz
Arbitrator(s): Bryan Lane Berson
Hearing Site: New York, NY
| | |
