23-01648 | 07/29/2024 | Claimant(s): Robin Garner Claimant Lawyers(s): Jenice L. Malecki Respondent(s): Craig-Hallum Capital Group LLC Respondent Lawyers(s): Terrence J. Fleming Arbitrator(s): John P. Cullem, Oliver J. Janney, Monique Mavour Hearing Site: Tampa, FL
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23-03263 | 06/14/2024 | Claimant(s): Michael O'keefe Claimant Lawyers(s): Jenice L. Malecki Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Alice E. Winkler Hearing Site: Jersey City, NJ
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17-03115 | 03/22/2021 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): Joseph Modero Respondent Lawyers(s): Jenice L. Malecki Arbitrator(s): Michael H DuBoff, Eric Moss Stein, Judith B Weinstock Hearing Site: Jersey City, NJ
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19-02399 | 06/26/2020 | Claimant(s): Stephen Caruso Claimant Lawyers(s): Jenice L. Malecki Respondent(s): Tamara Skliar Respondent Lawyers(s): Tamara Skliar Arbitrator(s): Harvey Barrison, Shelley Teitelbaum, Howard L. Sobel Hearing Site: New York, NY
| | Expungement |
17-01682 | 03/19/2019 | Claimant(s): Leon Morgan Claimant Lawyers(s): Jenice L. Malecki Respondent(s): John Lowry, Kim Monchik, SCS Advisory Services, Spartan Capital Holding, Spartan Capital Securities Respondent Lawyers(s): Liam O'Brien Arbitrator(s): Susan Manca, Bryan Lane Berson, Elliot Schnapp Hearing Site: New York, NY
| | Expungement |
17-02323 | 03/15/2019 | Claimant(s): Frank Wong Claimant Lawyers(s): Jenice L. Malecki Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Dan Brecher, Domitilia M. dos Santos, Simone A. Muscarnera Hearing Site: New York, NY
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18-00022 | 01/30/2019 | Claimant(s): Stephen Caruso Claimant Lawyers(s): Jenice L. Malecki Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Carol Maria Luttati, Anna Lascar, George Bartos Hearing Site: New York, NY
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15-01896 | 08/20/2018 | Claimant(s): Alberto Rosario, Alexandra Amador, Angel Morey-Noble, Carlos Caban, Jorge Medina, Jorge Pesquera, Jose Zorrilla, Pedro Martinez Parsi, Warynex Hernandez Claimant Lawyers(s): Adam M. Nicolazzo, Benjamin Quinones Lebron, Jenice L. Malecki Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Carlos Bobonis-Gonzalez, Peter Neiman Arbitrator(s): Jill Pilgrim, Enrique Javier Menocal, Wanda Esteras Hearing Site: San Juan, PR
| | Expungement |
16-02519 | 11/01/2017 | Claimant(s): Jerry and Sandra Staub Claimant Lawyers(s): Jenice L. Malecki Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Chan H. Nam Arbitrator(s): Fredric R. Dichter, Donald Theodore Ryce, Sara Elizabeth Hanley Hearing Site: Boca Raton, FL
| | $432,823 |
14-01626 | 01/08/2016 | Claimant(s): Michael Marcello Claimant Lawyers(s): Jenice L. Malecki Respondent(s): James Forsythe, Oppenheimer & Co.. Respondent Lawyers(s): Donald A. Corbett Arbitrator(s): Joseph J. Arata, Peter A. Goldman, Gelvin L. Stevenson Hearing Site: New York, NY
| | $0 |