20-04080 | 12/04/2023 | Claimant(s): Alexander Kuznetsov Claimant Lawyers(s): Alexander Kuznetsov Respondent(s): Interactive Brokers Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): Shelley Teitelbaum, Donald N. Cohen, Eugene G. P. Byrne Hearing Site: New York, NY
| | Dismissed by Rule 12212 and 12511 |
19-02005 | 03/15/2021 | Claimant(s): Megan Hait Claimant Lawyers(s): Scott L. Silver Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Shelley Teitelbaum, Julian F. Santos, Edward W. Morris Hearing Site: New York, NY
| | Expungement |
19-02249 | 03/04/2021 | Claimant(s): Christopher Rollins Claimant Lawyers(s): Seth Redniss Respondent(s): Goldman, Sachs and Company, James Esposito, Goldman Sachs Group Inc, Goldman Sachs International, Goldman Sachs Services Limited Respondent Lawyers(s): Theodore O. Rogers Arbitrator(s): Brian Ken Kawakami, Richard W. Cutler, Shelley Teitelbaum Hearing Site: New York, NY
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19-02399 | 06/26/2020 | Claimant(s): Stephen Caruso Claimant Lawyers(s): Jenice L. Malecki Respondent(s): Tamara Skliar Respondent Lawyers(s): Tamara Skliar Arbitrator(s): Harvey Barrison, Shelley Teitelbaum, Howard L. Sobel Hearing Site: New York, NY
| | Expungement |
16-03287 | 07/06/2018 | Claimant(s): Alberto Corretjer-Reyes, Antonio Corretjer-Benvenutti, Carlos Reyes Vidal, Maria Reyes-Vidal, Roberto Corretjer-Piquer, Matilde Nadal De Vidal., Estate of Miriam Vidal -Nadal, Epifanio Vidal S.E., Fanovidal S.E., Roberto Corretjer-Piquer Retirement Plan Claimant Lawyers(s): August M. Iorio Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Stephan M. Louviere Arbitrator(s): Shelley Teitelbaum, Veera V. Konka, Betty Chen Hearing Site: New York, NY
| | $250,000 |
16-01569 | 01/19/2018 | Claimant(s): Dvora Weinstein, Steven Weinstein, Steven S Weinstein MD PC Claimant Lawyers(s): Jacob Z. Weinstein Respondent(s): Bryan Dunst, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Logan S. Fisher Arbitrator(s): Judith C. Zerden, Shelley Teitelbaum, Doris B. Nathan Hearing Site: New York, NY
| | Expungement |
15-01932 | 01/06/2017 | Claimant(s): Paulomi Agashiwala Claimant Lawyers(s): Samuel J. Lieberman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Giusti, Sergio Rosa Respondent Lawyers(s): Regina Pepe Martorana Arbitrator(s): Shelley Teitelbaum, Mary Lou McGanney, Susan Jane Harrigan Hearing Site: New York, NY
| | Expungement |
15-01096 | 08/25/2016 | Claimant(s): Camille Pisciotto Claimant Lawyers(s): John E. Lawlor Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Jeffrey C. Primiano Arbitrator(s): Shelley Teitelbaum, Sandra J. Mullings, Noel B. Berman Hearing Site: New York, NY
| | Expungement |
14-00960 | 06/28/2016 | Claimant(s): Francine Frechter Claimant Lawyers(s): Brad S. Maistrow Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Anthony Paduano Arbitrator(s): Richard W. Vallario, Shelley Teitelbaum, David Francis MacNair Hearing Site: New York, NY
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13-01588 | 07/06/2015 | Claimant(s): Adrienne Dobrin, Dennis Dobrin Claimant Lawyers(s): Peter J. Mougey Respondent(s): Alan Chodosh, David Lerner Associates., David Lerner, Edward Finocchiaro, John Dempsey, Martin Lerner Respondent Lawyers(s): Michael G. Shannon Arbitrator(s): Shelley Teitelbaum, Alfred H. Kingon, Clarence Smith Hearing Site: New York, NY
| | Expungement |