| 19-02249 | 03/04/2021 | Claimant(s): Christopher Rollins
Claimant Lawyers(s): Seth Redniss
Respondent(s): Goldman, Sachs and Company, James Esposito, Goldman Sachs Group Inc, Goldman Sachs International, Goldman Sachs Services Limited
Respondent Lawyers(s): Theodore O. Rogers
Arbitrator(s): Brian Ken Kawakami, Richard W. Cutler, Shelley Teitelbaum
Hearing Site: New York, NY
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| 15-02167 | 06/10/2016 | Claimant(s): John McGuire
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Theodore O. Rogers
Arbitrator(s): Nancy Plesser Wendell, David I. Goldblatt, Howard S. Quinn
Hearing Site: New York, NY
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| 13-00762 | 07/31/2014 | Claimant(s): Ritankar Pal
Claimant Lawyers(s): Marc A. Susswein
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Theodore O. Rogers
Arbitrator(s): David J. Weisenfeld, Jay Alan Kranis, Michael J. Contrastano
Hearing Site: New York, NY
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| 13-00337 | 11/15/2013 | Claimant(s): Dong Lee
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Theodore O. Rogers
Arbitrator(s): Martin Jay Siegel, Walter Michael Mathews, Joanne Basso Mack
Hearing Site: New York, NY
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