Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01391 | 09/24/2021 | Claimant(s): Andrew McLean, Susan McLean Claimant Lawyers(s): Lars Soreide Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Dora M. Lassinger, Howard S. Quinn, Marion F. Posner Hearing Site: New York, NY |  | Expungement |
| 15-02167 | 06/10/2016 | Claimant(s): John McGuire Claimant Lawyers(s): Jonathan Sack Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): Theodore O. Rogers Arbitrator(s): Nancy Plesser Wendell, David I. Goldblatt, Howard S. Quinn Hearing Site: New York, NY | ||
| 11-02196 | 09/05/2012 | Claimant(s): Margaret Hill Claimant Lawyers(s): Steven B. Caruso Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph C. Coates Arbitrator(s): Howard D. Jacob, Alida D. Camp, Howard S. Quinn Hearing Site: New York, NY | | $1,471,190 |
| 10-04311 | 04/19/2011 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Joseph Morrissey Respondent Lawyers(s): Joseph Thomas Morrissey Arbitrator(s): Howard S. Quinn Hearing Site: New York, NY | ||
| 06-04051 | 01/29/2008 | Claimant(s): Robert Ferrucci Claimant Lawyers(s): Jenice L. Malecki Respondent(s): McLaughlin, Piven, Vogel Securities, Lawrence Tulenko Respondent Lawyers(s): Mark G. Vaughan Arbitrator(s): Howard S. Quinn, Kenneth F. Leder, Peter A. Seibel Hearing Site: New York, NY | | $467,000 |