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FINRA Awards for Peter A. Seibel

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0129202/06/2020Claimant(s): Sylvia Ackerman Trust Under Agreement
Claimant Lawyers(s): Anthony J. Badway
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Ernesto V. Luzzatto, Peter A. Seibel, Susan Romano
Hearing Site: New York, NY
Checkmark Icon$0
18-0281501/03/2020Claimant(s): Brian Mckenna
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): OTR Global Trading LLC
Respondent Lawyers(s): Daniel D. Barnes
Arbitrator(s): Peter A. Seibel, Brian John Gallagher, Jerome Francis Cangialosi
Hearing Site: New York, NY
18-0113302/25/2019Claimant(s): Capital One Investing
Claimant Lawyers(s): James A. Nofi
Respondent(s): Guiseppe Gigliotti
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Henry F. Minnerop, Ted M. Rosen, Peter A. Seibel
Hearing Site: New York, NY
14-0360408/25/2015Claimant(s): Mitchell Krevat, Randy Krevat
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): Signature Securities Group Corporation
Respondent Lawyers(s): Vincent P. Pozzuto
Arbitrator(s): Jeffrey G. Sommers, Peter A. Seibel, Salvatore J. Bate
Hearing Site: New York, NY
Checkmark Icon$0
11-0340404/09/2014Claimant(s): Hornung Family Trust
Claimant Lawyers(s): Brian H. Brick
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Gregory J. Getz, Peter A. Seibel, Salvatore J. Bate
Hearing Site: New York, NY
Checkmark Icon$0
09-0284912/03/2010Claimant(s): Douglas Bryant, Fabrice Haddad
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): The Royal Bank of Scotland, RBS Greenwich Capital
Respondent Lawyers(s): Keith A. Markel
Arbitrator(s): Madelon M. Rosenfeld, Jeffrey I. Kahn, Peter A. Seibel
Hearing Site: New York, NY
06-0405101/29/2008Claimant(s): Robert Ferrucci
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): McLaughlin, Piven, Vogel Securities, Lawrence Tulenko
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): Howard S. Quinn, Kenneth F. Leder, Peter A. Seibel
Hearing Site: New York, NY
Checkmark Icon$467,000

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